In politics, the central and fundamental problem is the problem
of power. Who is to exercise power? And by what means, by what authority, with what
purpose in view, and under what controls? Yes, under what controls? For, as history
has made it abundantly clear, to possess power is ipso facto to be tempted to abuse
it. In mere self-preservation we must create and maintain institutions that make
it difficult for the powerful to be led into those temptations which, succumbed
to, transform them into tyrants at home and imperialists abroad. For this purpose
what kind of institutions are effective? And, having created them, how can we guarantee
them against obsolescence? Circumstances change, and, as they change, the old, the
once so admirably effective devices for controlling power cease to be adequate.
What then? Specifically, when advancing science and acceleratingly progressive technology
alter man's long-established relationship with the planet on which he lives, revolutionize
his societies, and at the same time equip his rulers with new and immensely more
powerful instruments of domination, what ought we to do? What can we do?
Very briefly let us review the situation in which we now find ourselves and, in
the light of present facts, hazard a few guesses about the future.
On the biological level, advancing science and technology have set going a revolutionary
process that seems to be destined for the next century at least, perhaps for much
longer, to exercise a decisive influence upon the destinies of all human societies
and their individual members. In the course of the last fifty years extremely effective
methods for lowering the prevailing rates of infant and adult mortality were developed
by Western scientists. These methods were very simple and could be applied with
the expenditure of very little money by very small numbers of not very highly trained
technicians. For these reasons, and because everyone regards life as intrinsically
good and death as intrinsically bad, they were in fact applied on a world-wide scale.
The results were spectacular. In the past, high birth rates were balanced by high
death rates. Thanks to science, death rates have been halved but, except in the
most highly industrialized, contraceptive-using countries, birth rates remain as
high as ever. An enormous and accelerating increase in human numbers has been the
At the beginning of the Christian era, so demographers assure us, our planet supported
a human population of about two hundred and fifty millions. When the Pilgrim Fathers
stepped ashore, the figure had risen to about five hundred millions. We see, then,
that in the relatively recent past it took sixteen hundred years for the human species
to double its numbers. Today world population stands at three thousand millions.
By the year 2000, unless something appallingly bad or miraculously good should happen
in the interval, six thousand millions of us will be sitting down to breakfast every
morning. In a word, twelve times as many people are destined to double their numbers
in one-fortieth of the time.
This is not the whole story. In many areas of the world human numbers are increasing
at a rate much higher than the average for the whole species. In India, for example,
the rate of increase is now 2.3 per cent per annum. By 1990 its four hundred and
fifty million inhabitants will have become nine hundred million inhabitant A comparable
rate of increase will raise the population( of China to the billion mark by 1980.
In Ceylon, Egypt, in many of the countries of South and Central America, human numbers
are increasing at an annual rate of 3 per cent. The result will be a doubling of
that present populations in approximately twenty-three year On the social, political,
and economic levels, what is likely to happen in an underdeveloped country whc people
double themselves in a single generation, or even less? An underdeveloped society
is a society with adequate capital resources (for capital is what is left over after
primary needs have been satisfied, and underdeveloped countries most people never
satisfy the primary needs); a society without a sufficient force of trained teachers,
administrators, and technicians; a society with few or no industries and few or
no developed sources of industrial power; a society, finally, with enormous arrears
to be made good in food production, education, road building, housing, and sanitation.
A quarter of a century from now, when there will be twice as many of them as there
are today, what is the likelihood that the members of such a society will be better
fed, housed, clothed, and schooled than at present? And what are the chances in
such a society for the maintenance they already exist, or the creation, if they
do not exist of democratic institutions?
Not long ago Mr. Eugene Black, the former president of the World Bank, expressed
the opinion that it would be extremely difficult, perhaps even impossible, for an
underdeveloped country with a very rapid rate of population increase to achieve
full industrialization. All resources, he pointed out, would be absorbed in the
task of supplying, or not quite supplying, primary needs of .its new members. Merely
to stands to maintain its current subhumanly inadequate standard of living, will
require hard work and the expenditure all the nation's available capital. Available
capital be increased by loans and gifts from abroad; but in a world where the industrialized
nations are involved power politics and an increasingly expensive armaments race,
there will never be enough foreign aid to make difference. And even if the loans
and to underdeveloped countries were to be substantially increased, any resulting
gains would be largely null by the uncontrolled population explosion.
The situation of these nations with such rapidly increasing populations reminds
one of Lewis Carroll's parable in Through the Looking Glass, where Alice and the
Red Queen start running at full speed and run for a long time until Alice is completely
out of breath. When they stop, Alice is amazed to see that they are still at their
starting point. In the looking glass world, if you wish to retain your present position,
you must run as fast as vou can. If you wish to get ahead, you must run at least
twice as fast as you can.
If Mr. Black is correct (and there are plenty of economists and demographers who
share his opinion), the outlook for most of the world's newly independent and economically
non-viable nations is gloomy indeed. To those that have shall be given. Within the
next ten or twenty years, if war can be avoided, poverty will almost have disappeared
from the highly industrialized and contraceptive-using societies of the West. Meanwhile,
in the underdeveloped and uncontrolledly breeding societies of Asia, Africa, and
Latin America the condition of the masses (twice as numerous, a generation from
now, as they are today) will have become no better and may even be decidedly worse
than it is at present. Such a decline is foreshadowed by current statistics of the
Food and Agriculture Organization of the United Nations.
In some underdeveloped regions of the world, we are told, people are somewhat less
adequately fed, clothed, and housed than were their parents and grandparents thirty
and forty years ago. And what of elementary education? UNESCO recently provided
an answer. Since the end of World War 11 heroic efforts have been made to teach
the whole world how to read. The population explosion has largely stultified these
efforts. The absolute number of illiterates is greater now than at any time. The
contraceptive revolution which, thanks to advancing science and technology, has
made it possible for the highly developed societies of the West to offset the consequences
of death control by a planned control of births, has had as yet no effect upon the
family life of people in underdeveloped countries. This is not surprising. Death
control, as I have already remarked, is easy, cheap, and can be carried out by a
small force of technicians. Birth control, on the other hand, is rather expensive,
involves the whole adult population, and demands of those who practice it a good
deal of forethought and directed will power. To persuade hundreds of millions of
men and women to abandon their tradition-hallowed views of sexual morality, then
to distribute and teach them to make use of contraceptive devices or fertility-controlling
drugs-this is huge and difficult task, so huge and so difficult that it seems very
unlikely that it can be successfully carried out, within, a sufficiently short space
of time in any of the countries where control of the birth rate is most urgently
needed. Extreme poverty, when combined with ignorance, breeds that lack of desire
for better things which has been called "wantlessness"-the resigned acceptance
of a subhuman lot. But extreme poverty, when it is combined with the knowledge that
some societies are affluent, breeds envious desires and the expectation that these
desires must of necessity, and very soon, be satisfied. By means of the mass media
(those easily exportable products of advancing science and technology) some knowledge
of what life is like in affluent societies has been widely disseminated throughout
the world's under- developed regions. But, alas, the science and technology which
have given the industrial West its cars, refrigerators, and contraceptives have
given the people of Asia, Africa, and Latin America only movies and radio broadcasts,
which they are too simple-minded to be able to criticize, together with a population
explosion, which they are still too poor and too tradition-bound to be able to control
by deliberate family planning. In the context of a 3, or even of a mere 2 per cent
annual increase in numbers, high expectations are foredoomed to disappointment.
From disappointment, through resentful frustration, to widespread social unrest
the road is short. Shorter still is the road from social unrest, through chaos,
to dictatorship, possibly of the Communist party, more probably of generals and
colonels. It would seem, then, that for two-thirds of the human race now suffering
from the consequences of uncontrolled breeding in a context of industrial backwardness,
poverty, and illiteracy, the prospects for democracy, during the next ten or twenty
years, are very poor. ROM underdeveloped societies and the probable political consequences
of their explosive increase in numbers we now pass to the prospect for democracy
in the fully industrialized, contraceptive-using societies of Europe and North America.
It used to be assumed that political freedom was a necessary pre-condition of scientific
research. Ideological dogmatism and dictatorial institutions were supposed to be
incompatible with the open-mindedness and the freedom of experimental action, in
the absence of which discovery and invention are impossible. Recent history has
proved these comforting assumptions to be completely unfounded. It was under Stalin
that Russian scientists developed the A-bomb and, a few years later, the H-bomb.
And it is under a more-than-Stalinist dictatorship that Chinese scientists are now
in process of performing the same feat.
Another disquieting lesson of recent history is that, in a developing society, science
and technology can be used exclusively for the enhancement of military power, not
at all for the benefit of the masses. Russia has demonstrated, and China is now
doing its best to demonstrate, that poverty and primitive conditions of life for
the over whelming majority of the population are perfectly compatible with the wholesale
production of the most advanced and sophisticated military hardware. Indeed, it
is by deliberately imposing poverty on the masses that the rulers of developing
industrial nations are able to create the capital necessary for building an armament
industry and maintaining a well equipped army, with which to play their parts in
the suicidal game of international power politics.
We see, then, that democratic institutions and libertarian traditions are not at
all necessary to the progress of science and technology, and that such progress
does not of itself make for human betterment at home and peace abroad. Only where
democratic institutions already exist, only where the masses can vote their rulers
out of office and so compel them to pay attention to the popular will, are science
and technology used for the benefit of the majority as well as for increasing the
power of the State. Most human beings prefer peace to war, and practically all of
them would rather be alive than dead. But in every part of the world men and women
have been brought up to regard nationalism as axiomatic and war between nations
as something cosmically ordained by the Nature of Things. Prisoners of their culture,
the masses, even when they are free to vote, are inhibited by the fundamental postulates
of the frame of reference within which they do their thinking and their feeling
from decreeing an end to the collective paranoia that governs international relations.
As for the world's ruling minorities, by the very fact of their power they are chained
even more closely to the current system of ideas and the prevailing political customs;
for this reason they are even less capable than their subjects of expressing the
simple human preference for life and peace.
Some day, let us hope, rulers and ruled will break out of the cultural prison in
which they are now confined. Some day ... And may that day come soon! For, thanks
to our rapidly advancing science and technology, we have very little time at our
disposal. The river of change flows ever faster, and somewhere downstream, perhaps
only a few years ahead, we shall come to the rapids, shall hear, louder and ever
louder, the roaring of a cataract.
Modern war is a product of advancing science and technology. Conversely, advancing
science and technology are products of modern war. It was in order to wage war more
effectively that first the United States, then Britain and the USSR, financed the
crash programs that resulted so quickly in the harnessing of atomic forces. Again,
it was primarily for military purposes that the techniques of automation, which
are now in process of revolutionizing industrial production and the whole system
of administrative and bureaucratic control, were first developed. "During II,"
writes Mr. John Diebold, "the theory and use of feedback was studied in great
detail by a number of scientists both in this country and in Britain. The introduction
of rapidly moving aircraft very quickly made traditional gun-laying techniques of
anti-aircraft warfare obsolete. As a result, a large part of scientific manpower
in this country was directed towards the development of self-regulating devices
and systems to control our military equipment. It is out of this work that the technology
of automation as we understand it today has developed."
The headlong rapidity with which scientific and technological changes, with all
their disturbing consequences in the fields of politics and social relations, are
taking place is duein large measure to the fact that, both in the USA and the USSR,
research in pure and applied science is lavishly financed by military planners whose
first concern is in the development of bigger and better weapons in the shortest
possible time. In the frantic effort, on one side of the Iron Curtain, to keep up
with the Joneses-on the other, to keep up with the Ivanovs these military planners
spend gigantic sums on research and development.
The military revolution advances under forced draft, and as it goes forward it initiates
an uninterrupted succession of industrial, social, and political revolutions. It
is against this background of chronic upheaval that the members of a species, biologically
and historically adapted to a slowly changing environment, must now live out their
bewildered lives. Old-fashioned war was incompatible, while it was being waged,
with democracy. Nuclear war, if it is ever waged, will prove in all likelihood to
be incompatible with civilization, perhaps with human survival. Meanwhile, what
of the preparations for nuclear war? If certain physicists and military planners
had their way, democracy, where it exists, would be replaced by a system of regimentation
centered upon the bomb shelter.
The entire population would have to be systematically drilled in the ticklish operation
of going underground at a moment's notice, systematically exercised in the art of
living troglodytically under conditions resembling those in the hold of an eighteenth-century
slave ship. The notion fills most of us with horror. But if we fail to break out
of the ideological prison of our nationalistic and militaristic culture, we may
find ourselves compelled by the military consequences of our science and technology
to descend into the steel and concrete dungeons of total and totalitarian civil
In the past, one of the most effective guarantees of liberty was governmental inefficiency.
The spirit of tyranny was always willing; but its technical and organizational flesh
was weak. Today the flesh is as strong as the spirit. Governmental organization
is a fine art, based upon scientific principles and disposing of marvelously efficient
equipment. Fifty years ago an armed revolution still had some chance of success.
In the context of modern weaponry a popular uprising is foredoomed. Crowds armed
with rifles and home-made grenades are no match for tanks. And it is not only to
its Ornament that a modern government owes its overwhelming power. It also possesses
the strength of superior knowledge derived from its communication systems, its stores
of accumulated data, its batteries of computers, its network of inspection and administration.
Where democratic institutions exist and the masses can vote their rulers out of
office, the enormous powers with which science, technology, and the arts of organization
have endowed the ruling minority are used with discretion and a decent regard for
civil and political liberty. Where the masses can exercise no control over their
rulers, these powers are used without compunction to enforce ideological orthodoxy
and to strengthen the dictatorial state. The nature of science and technology is
such that it is peculiarly easy for a dictatorial government to use them for its
own anti-democratic purposes. Well financed, equipped and organized, an astonishingly
small number of scientists and technologists can achieve prodigious results. The
crash program that produced the A-bomb and ushered in a new historical era was planned
and directed by some four thousand theoreticians, experimenters, and engineers.
To parody the words of Winston Churchill, never have so many been so completely
at the mercy of so few.Throughout the nineteenth century the State was relatively
feeble, and its interest in, and influence upon, scientific research were negligible.
In our day the State is everywhere exceedingly powerful and a lavish patrol of basic
and ad hoc research. In Western Europe and North America the relations between the
State - and its scientists on the one hand and individual citizens, professional
organizations, and industrial, commercial, and educational institutions on the other
are fairly satisfactory. Advancing science, the population explosion, the armament
race, and the steady increase and centralization of political and economic power
are still compatible, in countries that have a libertarian tradition, with democratic
forms of government. To maintain this compatibility in a rapidly changing world,
bearing less and less resemblance to the world in which these democratic institutions
were developed - this, quite obviously, is going to be increasingly difficult.
RAPID and accelerating population increase that will nullify the best efforts of
underdeveloped societies to better their lot and will keep two-thirds of the human
race in a condition of misery in anarchy or of misery under dictatorship, and the
intensive preparations for a new kind of war that, if it breaks out, may bring irretrievable
ruin to the one-third of the human race now living prosperously in highly industrialized
societies - these are the two main threats to democracy now confronting us. Can
these threats be eliminated? Or, if not eliminated, at least reduced?
My own view is that only by shifting our collective attention from the merely political
to the basic biological aspects of the human situation can we hope to mitigate and
shorten the time of troubles into which, it would seem, we are now moving. We cannot
do without politics; but we can no longer afford to indulge in bad, unrealistic
politics. To work for the survival of the species as a whole and for the actualization
in the greatest possible number of individual men and women of their potentialities
for good will, intelligence, and creativity - this, in the world of today, is good,
realistic politics. To cultivate the religion of idolatrous nationalism, to subordinate
the interests of the species and its individual members to the interests of a single
national state and its ruling minority - in the context of the population explosion,
missiles, and atomic warheads, this is bad and thoroughly unrealistic politics.
Unfortunately, it is to bad and unrealistic politics that our rulers are now committed.
Ecology is the science of the mutual relations of organisms with their environment
and with one another. Only when we get it into our collective head that the basic
problem confronting twentieth-century man is an ecological problem will our politics
improve and become realistic. How does the human race propose to survive and, if
possible, improve the lot and the intrinsic quality of its individual members? Do
we propose to live on this planet in symbiotic harmony with our environment? Or,
preferring to be wantonly stupid, shall we choose to live like murderous and suicidal
parasites that kill their host and so destroy themselves?
Committing that sin of overweening bumptiousness, which the Greeks called hubris,
we behave as though we were not members of earth's ecological community, as though
we were privileged and, in some sort, supernatural beings and could throw our weight
around like gods. But in fact we are, among other things, animals - emergent parts
of the natural order. If our politicians were realists, they would think rather
less about missiles and the problem of landing a couple of astronauts on the moon,
rather more about hunger and moral squalor and the problem of enabling three billion
men, women, and children, who will soon be six billions, to lead a tolerably human
existence without, in the process, ruining and befouling their planetary environment.
Animals have no souls; therefore, according to the most authoritative Christian
theologians, they may become treated as though they were things. The truth, as we
are now beginning to realize, is that even things ought no to be treated as mere
things. They should be treated as though they were parts of a vast living organism.
"Do as you would be done by." The Golden Rule applies to are dealings
with nature no less than to our dealings with our fellow-men. If we hope to be well
treated by nature we must stop talking about "mere things" and start treating
our planet with intelligence and consideration. Power politics in the context of
nationalism raises problems that, except by war, are practically insoluble. The
problems of ecology, on the other hand, admit of rational solution and can be tackled
without the arousal of those violent passions always associated with dogmatic ideology
and nationalistic. There may be arguments about the best way of raising wheat in
a cold climate or of reforesting a denuded mountain. But such arguments never lead
to organized slaughter. Organized slaughter is the result of arguments about such
question as the following: Which is the best nation? The best religion? The best
political theory? The best form of government? Why are other people so stupid and
wicked' Why can't they see how good and intelligent we are Why do they resist our
beneficent efforts to bring them under our control and make them like ourselves?
To questions of this kind the final answer has always been war. "War,"
said Clausewitz, "is not merely a political act, but also a political instrument,
a continuation of political relationships, a carrying out of the same by other means."
This was true enough in the eighteen thirties, when Clausewitz published his famous
treatise and it continued to be true until 1945. Now, pretty obviously, nuclear
weapons, long-range rockets, nerve gases, bacterial aerosols, and the "Laser"
(that high, promising, latest addition to the world's military arsenals) have given
the lie to Clausewitz. All-out war with weapons is no longer a continuation of previous
policy; it is a complete and irreversible break with previous policy. For politics,
nationalism, and dogmatic ideologies are luxuries that the human race can no longer
afford. Nor, as a species, can we afford the luxury of ignore man's ecological situation.
By shifting our attention from the now completely irrelevant and anachronistic politic
of nationalism and military power to the problems of the human species and the still
inchoate politics of human ecology we shall be killing two birds with one stone
-reducing the threat of sudden destruction by scientific war and at the same time
reducing the threat of more gradual biological disaster.
The beginnings of ecological politics are to be found in the special services of
the United Nations Organization. UNESCO, the Food and Agriculture Organization,
the World Health Organization, the various Technical Aid Services-all these are,
partially or completely, concerned with the ecological problems of the human species.
In a world where political problems are thought of and worked upon within a frame
of reference whose coordinates are nationalism and military power, these ecology-oriented
organizations are regarded as peripheral. If the problems of humanity could be thought
about and acted upon within a frame of reference that has survival for the species,
the well-being of individuals, and the actualization of man's desirable potentialities
as its coordinates, these peripheral organizations would become central. The subordinate
politics of survival, happiness, and personal fulfillment would take the place now
occupied by the politics of power, ideology, nationalistic idolatry, and unrelieved
misery. In the process of reaching this kind of politics we shall find, no doubt,
that we have done something, in President Wilson's prematurely optimistic words,
"to make the world safe for democracy."
Written by Aldous Huxley and published by The Center for the Study of Democratic
Institutions at Santa Barbara (now defunct), this essay influenced an ecology group
called "Ecology Action, West" in Berkeley during the anti-war movement
in the 60's. It became the environmental plank of the Peace and Freedom Party's
(P&F) platform when Ecology Action linked up with P&F. It was repressented
in electoral politics in California (USA) through P&F until 1994.
COYOTE CREEK GREENS, September, 1988.
Huxley was the grandson of the biologist Thomas H. Huxley, brother of biologist
and philosopher Julian, nephew of Mrs. Humphry Ward, and great-nephew of Matthew
Arnold. He studied at Eton and graduated from Oxford in 1916. Huxley's brilliantly
satirical early novels included 'Crome Yellow' (1921) and 'Antic Hay' (1923) , both
of which attack the London literary society of the post-World War I period. 'Point
Counter Point' (1928) and 'Brave New World' (1932) are considered two of Huxley's
finest works. 'Brave New World' portrays a future society based on psychological
conditioning. The vision is horrifying, and the novel portrays humanity genetically
engineered in the context of the technological imperative, what can be done will